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CFTC | RIN: 3038-AE87 | Publication ID: Fall 2020 |
Title: Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations | |
Abstract:
The Commodity Futures Trading Commission ("Commission") has proposed amendments to its regulations that would permit derivatives clearing organizations (DCOs) organized outside of the United States that do not pose substantial risk to the U.S. financial system to register with the Commission yet comply with the core principles applicable to DCOs set forth in the Commodity Exchange Act through compliance with their home country regulatory regime, subject to certain conditions and limitations. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 39 | |
Legal Authority: 7 U.S.C. 7a-1(h) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest. | |
RIN Data Printed in the FR: No | |
Agency Contact: Eileen A. Donovan Deputy Director, Division of Clearing and Risk Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5096 Email: edonovan@cftc.gov Theodore Z. Polley III Associate Director, Division of Clearing and Risk Commodity Futures Trading Commission 77 West Jackson Boulevard, Suite 800, Chicago, IL 60604 Phone:312 596-0551 Email: tpolley@cftc.gov |