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CFTC | RIN: 3038-AE98 | Publication ID: Fall 2020 |
Title: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR | |
Abstract:
The Commission proposed amendments to the form and content of Form CPO-PQR as well as the frequency with which it must be filed by registered CPOs. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 4.27 17 CFR 4, app. A (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 7 U.S.C. 4n |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Amanda L. Olear Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5283 Email: aolear@cftc.gov Michael Ehrstein Special Counsel, Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5957 Email: mehrstein@cftc.gov |