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CFTC RIN: 3038-AE98 Publication ID: Fall 2020 
Title: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR 
Abstract:

The Commission proposed amendments to the form and content of Form CPO-PQR as well as the frequency with which it must be filed by registered CPOs.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 4.27    17 CFR 4, app. A     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 U.S.C. 4n   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/04/2020  85 FR 26378   
NPRM Comment Period End  06/15/2020 
Final Rule  12/00/2020 
Final Rule Effective  01/00/2021 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Amanda L. Olear
Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5283
Email: aolear@cftc.gov

Michael Ehrstein
Special Counsel, Division of Swap Dealer and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5957
Email: mehrstein@cftc.gov