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CFTC RIN: 3038-AF06 Publication ID: Fall 2020 
Title: ●Margin Requirements for Uncleared Swaps for SD and MSPs; Application of Minimum Transfer Amount 
Abstract:

The Commission proposes to amend the margin requirements for uncleared swaps for swap dealers and major swap participants for which there is no prudential regulator.  The proposed amendments would clarify the Commission’s view with respect to the application of separate minimum transfer amounts for initial and variation margin, and permit the application of a minimum transfer amount of up to $50,000 for separately managed accounts.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 23   
Legal Authority: 7 U.S.C. 6s(e)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/00/2020 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Warren Gorlick
Associate Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5195
Email: wgorlick@cftc.gov

Carmen Moncada-Terry
Special Counsel, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5795
Email: cmoncadaterry@cftc.gov

Liliya Bozhanova
Special Counsel, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6232
Email: lbozhanova@cftc.gov