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SEC RIN: 3235-AM17 Publication ID: Fall 2020 
Title: Guide 5 Real Estate Limited Partnerships and Form S-11 

The Division is considering recommending that the Commission propose amendments to Regulation S-K and Regulation S-X to modernize and streamline industry-specific disclosures applicable to real estate companies, including REITs, by updating and eliminating any outdated or redundant real estate disclosure requirements or guidance currently included in Form S-11, Regulation S-X, and Guide 5.  Industry Guide 5 provides staff guidance for preparing registration statements relating to offers and sales of interests in real estate limited partnerships.  Real estate investment trusts (REITs”) and other issuers whose business primarily involves investing in real estate or mortgages are subject to various specialized disclosure requirements, such as the requirement to register securities transactions on Form S-11.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77a et seq.    15 U.S.C. 78a et seq.   
Legal Deadline:  None
Action Date FR Cite
NPRM  05/00/2021 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Elliot Staffin
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3450