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SEC RIN: 3235-AM52 Publication ID: Fall 2020 
Title: Investment Company Shareholder Report and Modernization of Certain Investment Company Disclosure 
Abstract:

The Division is considering recommending that the Commission propose a new streamlined shareholder report under the Investment Company Act of 1940. The Division is also considering recommending that the Commission propose rule and form amendments to improve and modernize certain aspects of the current disclosure framework under the Investment Company Act.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77e    15 U.S.C. 77g    15 U.S.C. 77j    15 U.S.C.77s    15 U.S.C. 78c(b)    15 U.S.C. 77f    15 U.S.C. 78j    15 U.S.C.78m    15 U.S.C. 78n    15 U.S.C. 78o    15 U.S.C. 78mm    15 U.S.C. 80a-6    15 U.S.C.80a-8    15 U.S.C. 80a-20    15 U.S.C. 80a-24    15 U.S.C. 80a-29    15 U.S.C. 80a-37    44 U.S.C. 3506    44 U.S.C. 3507   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/05/2020  85 FR 70716   
NPRM Comment Period End  01/04/2021 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Michael Kosoff
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6754
Email: kosoffm@sec.gov