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SEC RIN: 3235-AM57 Publication ID: Fall 2020 
Title: Execution Quality 
Abstract:

The Division is considering recommending that the Commission propose amendments to Rule 605 that would enhance execution quality disclosure.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 242.600    17 CFR 242.605   
Legal Authority: 15 U.S.C. 78b    15 U.S.C. 78c(b)    15 U.S.C. 78k-1    15 U.S.C. 78q(a) and 78q(b)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/00/2021 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Kathleen Gross
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5305
Email: grosskj@sec.gov