View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
CFTC | RIN: 3038-AF07 | Publication ID: Spring 2021 |
Title: ●Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps | |
Abstract:
The Commodity Futures Trading Commission ("Commission") and Securities and Exchange Commission ("SEC") issued a joint request for comment on potential ways to implement portfolio margining of uncleared swaps and non-cleared security-based swaps in accounts carried by broker-dealers, security-based swap dealers, swap dealers, and futures commission merchants. The Market Participants Division is considering recommending that the Commission, jointly with the SEC, propose portfolio margin-related amendments to the existing regulatory framework for swaps and security-based swaps. |
|
Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: Undetermined |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 7 U.S.C. 6(c) 7 U.S.C. 6d 7 U.S.C. 6s(e) |
Legal Deadline:
None |
||||||||||||
Timetable:
|
Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Thomas J. Smith Deputy Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5495 Email: tsmith@cftc.gov Joshua Beale Associate Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5446 Email: jbeale@cftc.gov |