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The Division is considering recommending that the Commission propose: (1) An amendment to the net capital rule that would require regular liquidity stress testing and maintenance requirements; (2) an amendment to the notification rule that would add additional notification requirements pertaining to a broker-dealer’s overall financial condition; and (3) an amendment to the recordkeeping and retention requirements that would require broker-dealers to make a record documenting the process for the prompt transfer of customer accounts to another carrying broker-dealer.