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SEC RIN: 3235-AL84 Publication ID: Spring 2021 
Title: Universal Proxy 
Abstract:

The Division is considering recommending that the Commission adopt amendments to the proxy rules to allow a shareholder voting by proxy to choose among all duly-nominated candidates in a contested election of directors.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 14a-2    17 CFR 14a-3    17 CFR 14a-5    17 CFR 14a-6    17 CFR 14a-101     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78n    15 U.S.C. 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/10/2016  81 FR 79122   
NPRM Comment Period End  01/09/2017 
NPRM Comment Period Reopened  05/06/2021  86 FR 24364   
NPRM Comment Period Reopened End  06/07/2021 
Final Action  04/00/2022 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2016/34-79164.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Ted Yu
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3440
Email: yut@sec.gov