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SEC RIN: 3235-AL96 Publication ID: Spring 2021 
Title: Filing Fee Disclosure and Payment Methods Modernization  
Abstract:

The Division is considering recommending that the Commission adopt amendments that would modernize filing fee disclosure and payment methods by requiring fee calculation information to be provided in a structured format, and by updating the fee payment options. The amendments are intended to improve filing fee preparation and payment processing by facilitating both enhanced validation through fee structuring and lower-cost, easily routable payments.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77g    15 U.S.C. 77j    15 U.S.C. 77s(a)    15 U.S.C. 78c    15 U.S.C. 78l    15 U.S.C. 78m    15 U.S.C. 78o(d)    15 U.S.C. 78s(a)    15 U.S.C. 78ll    15 U.S.C. 80a-8    15 U.S.C. 80a-24    15 U.S.C. 80a-29    15 U.S.C. 80a-37   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/27/2019  84 FR 71580   
NPRM Comment Period End  02/25/2020 
Final Action  10/00/2021 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Undetermined 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Mark W. Green
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549-0301
Phone:202 551-3809
Email: greenm@sec.gov