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SEC RIN: 3235-AM06 Publication ID: Spring 2021 
Title: Disclosure of Payments by Resource Extraction Issuers 

The Division is considering recommending that the Commission review the rules under Section 1504 of the Dodd-Frank Act to determine if additional amendments might be appropriate.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.13q-1   
Legal Authority: Pub. L. 111-2013    17 U.S.C. 78c(b)    17 U.S.C. 78l    17 U.S.C. 78m    17 U.S.C. 78o    17 U.S.C. 78w(a)    17 U.S.C. 78mm   
Legal Deadline:
Action Source Description Date
Final  Statutory  Issue rules not later than February 14, 2018, as required by 5 U.S.C. 803.  02/14/2018 
Action Date FR Cite
NPRM  12/23/2010  75 FR 80978   
NPRM Comment Period Extended  02/03/2011  76 FR 6111   
NPRM Comment Period End  03/02/2011 
Final Action  09/12/2012  77 FR 56365   
NPRM  12/23/2015  80 FR 80058   
NPRM Initial Comment Period End  01/25/2016 
NPRM Reply Comment Period End  02/16/2016 
Final Action  07/27/2016  81 FR 49360   
Disapproved by Joint Resolution H.J.Res. 41  02/14/2017 
NPRM  01/15/2020  85 FR 2522   
NPRM Comment Period End  03/16/2020 
Final Action  01/15/2021  86 FR 4662   
Final Action Effective  03/16/2021 
NPRM  04/00/2022 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Elliot Staffin
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3243