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SEC RIN: 3235-AM73 Publication ID: Spring 2021 
Title: Amendments to Improve Fund Proxy System 
Abstract:

The Division is considering recommending that the Commission propose rule and form amendments to address the fund proxy system and the unique challenges that funds as issuers may experience in seeking shareholder approvals.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78m    15 U.S.C. 78w    15 U.S.C. 78mm    15 U.S.C. 80a-2    15 U.S.C. 80a-6    15 U.S.C. 80a-20    15 U.S.C. 80a-30    15 U.S.C. 80a-37   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Amanda Wagner
Branch Chief, Investment Company Regulation Office
Securities and Exchange Commission
Division of Investment Management, 100 F Street NE,
Washington, DC 20549
Phone:202 551-6762
Email: wagnera@sec.gov