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SEC RIN: 3235-AM75 Publication ID: Spring 2021 
Title: Amendments to Form PF 
Abstract:

The Division is considering recommending that the Commission propose amendments to Form PF, the form on which advisers to private funds report certain information about private funds to the Commission.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 279.9    17 CFR 275.204(b)-1   
Legal Authority: 15 U.S.C. 80b-2(a)(11)(G)    15 U.S.C 80b-2(a)(17)    15 U.S.C. 80b-3    15 U.S.C. 80b-4    15 U.S.C. 80b-4a    15 U.S.C. 80b-6(4)    15 U.S.C. 80b-6a    15 U.S.C. 80b-11   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/00/2021 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Mike Neus
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:212 336-5561
Email: neusmi@sec.gov