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HHS/CMS RIN: 0938-AU75 Publication ID: Fall 2021 
Title: ●Omnibus COVID-19 Health Care Staff Vaccination (CMS-3415)(Section 610 Review) 
Abstract:

This interim final rule with comment period revises the infection control requirements that most Medicare- and Medicaid-participating providers and suppliers must meet to participate in the Medicare and Medicaid programs.  These changes are necessary to protect the health and safety of residents, clients, patients, and staff and reflect lessons learned as result of the COVID-19 public health emergency.  The revisions to the infection control requirements establish COVID-19 vaccination requirements for staff at the included Medicare- and Medicaid-participating providers and suppliers.

 
Agency: Department of Health and Human Services(HHS)  Priority: Economically Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Yes  Unfunded Mandates: No 
RFA Section 610 Review: Section 610 Review 
CFR Citation: 42 CFR 483   
Legal Authority: 42 U.S.C. 1395hh    42 U.S.C. 1302   
Legal Deadline:  None

Statement of Need:

The rule establishes COVID-19 vaccination requirements for staff at the included Medicare-and Medicaid-participating providers and suppliers.  These changes are necessary to protect the health and safety of residents, clients, patients, and staff. 

Summary of the Legal Basis:

CMS has broad statutory authority to establish health and safety regulations, which includes authority to establish health and safety standards for Medicare and Medicaid certified facilities.  We believe requiring staff vaccinations for COVID-19 is critical to safeguarding the health and safety of all individuals seeking health care in Medicare and Medicaid certified facilities.  Sections 1102 and 1871 of the Social Security Act (the Act) grant the Secretary of Health and Human Services authority to make and publish such rules and regulations, not inconsistent with the Act, as may be necessary to the efficient administration of the functions with which the Secretary is charged under this Act.

Alternatives:

In developing the policies contained in this rule, we considered numerous alternatives to the final provisions including limiting vaccination requirements to direct care employees, additional requirements, and different implementation time frames.  These alternatives are discussed in further detail in the rule.

Anticipated Costs and Benefits:

We estimate costs associated with this rulemaking including those costs associated with information collection requirements, additional recordkeeping, and costs associated with vaccination.  We anticipate benefits of the rule to include reduction in the transmission of infections and decreases in hospitalizations and mortality.

Risks:

Although there is some uncertainty about the effects of this rule on health care staffing, we believe that the wide application of these requirements will reduce the likelihood of individual workers seeking new employment in order to avoid vaccination.

Timetable:
Action Date FR Cite
Interim Final Rule  11/05/2021  86 FR 61555   
Interim Final Rule Effective  11/05/2021 
Interim Final Rule Comment Period End  01/04/2022 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Federal, Local, State 
Small Entities Affected: Businesses, Governmental Jurisdictions, Organizations  Federalism: Yes 
Included in the Regulatory Plan: Yes 
RIN Data Printed in the FR: Yes 
Agency Contact:
Kim Roche
Nurse
Department of Health and Human Services
Centers for Medicare & Medicaid Services
Center for Clinical Standards and Quality, MS: C2-21-16, 7500 Security Boulevard,
Baltimore, MD 21244
Phone:410 786-3524
Email: kim.roche@cms.hhs.gov