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CFTC RIN: 3038-AF14 Publication ID: Fall 2021 
Title: ●Event Contracts Concept Release  

The Commission will seek public input on regulation of event contracts and whether it should consider changes or additions to current Regulation 40.11, including changes to ensure its consistency with CEA section 5c(c)(5)(C).

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR 40   
Legal Authority: 7 U.S.C.12a    7 U.S.C. 7a2(c)   
Legal Deadline:  None
Action Date FR Cite
ANPRM  11/00/2021 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Grey Tanzi
Assistant Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
525 West Monroe Street, Suite 1100,
Chicago, IL 60661
Phone:312 596-0635