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SEC

RIN: 3235-AM81

Publication ID: Fall 2021

Title: Trading Prohibitions Under the Holding Foreign Companies Accountable Act and Enhanced Listing Standards
Abstract: The Division of Trading and Markets is considering recommending rule amendments to enhance listing standards of U.S. national securities exchanges to prohibit the initial and continued listing of issuers that are subject to such trading prohibitions.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78f(b)(5)

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	10/00/2022

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: No
Included in the Regulatory Plan: No
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Data Printed in the FR: No
Agency Contact: Sarah Schandler Special Counsel Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-7145 Email: schandlers@sec.gov