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SEC RIN: 3235-AM98 Publication ID: Fall 2021 
Title: Open-End Fund Liquidity and Dilution Management 
Abstract:

The Division is considering recommending that the Commission propose changes to regulatory requirements relating to open-end fund’s liquidity and dilution management.  

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 80a-22(c)    15 U.S.C. 80a-37(a)    15 U.S.C. 80a-31(a)    15 U.S.C. 80a-35b    ...   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/00/2022 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Mykaila DeLesDernier
Senior Counsel, Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5129
Email: delesdernierm@sec.gov