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SEC RIN: 3235-AN03 Publication ID: Fall 2021 
Title: Amendments to the Commission's Whistleblower Program Rules 
Abstract:

The Commission is considering additional amendments to the rules governing the Whistleblower Program established by section 922 of the Dodd-Frank Act. 

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78c(b)    15 U.S.C. 78u-6(j)    15 U.S.C. 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2021 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
William K. Shirey
Assistant General Counsel
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5043
Email: shireyw@sec.gov