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SEC RIN: 3235-AM15 Publication ID: Spring 2022 
Title: Mandated Electronic Filings  
Abstract:

The Division is considering recommending that the Commission adopt amendments to Regulation S-T that would update the mandated electronic submissions requirements to include additional filings. These additional filings would include: Form 144, Form 11-K and Form 6-K.  

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77d    15 U.S.C. 77f    15 U.S.C. 77g    15 U.S.C. 77h    15 U.S.C. 77j    15 U.S.C. 77s(a)    15 U.S.C. 78c    15 U.S.C. 78l    15 U.S.C. 78m    15 U.S.C. 78n    15 U.S.C. 78o(d)    15 U.S.C. 78p    15 U.S.C. 78w(a)    15 U.S.C. 78ll   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/22/2021  86 FR 66231   
NPRM Comment Period End  12/22/2021 
Final Action  10/00/2022 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Undetermined 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Noel Sean Harrison
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3249
Email: harrisons@sec.gov