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SEC RIN: 3235-AM64 Publication ID: Spring 2022 
Title: Portfolio Margining of Uncleared Swaps and Non-Cleared Security Based Swaps 

The Commission, jointly with the Commodity Futures Trading Commission (CFTC), sought public comment on ways to harmonize the Commission’s rules with CFTC rules with respect to portfolio margining of uncleared swaps with non-cleared security-based swaps, to consider further efficiencies in cleared swaps and security-based swaps portfolio margining, and to explore expanding portfolio margining to futures and cash equity positions. 

The Division is considering recommending that the Commission, jointly with the CFTC, propose portfolio margin-related amendments to the existing regulatory framework for swaps and security-based swaps.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78o(c)(3)(C)    ...   
Legal Deadline:  None
Action Date FR Cite
ANPRM  11/05/2020  85 FR 70536   
ANPRM Comment Period End  12/07/2020 
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Sheila Swartz
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5545