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SEC | RIN: 3235-AN02 | Publication ID: Spring 2022 |
Title: Amendments to Securities Transaction Settlement Cycle | |
Abstract:
The Division is considering recommending that the Commission adopt rules to amend Exchange Act Rule 15c6-1(a) to shorten the standard settlement cycle. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.15c6-1 17 CFR 240.15c6-2 17 CFR 240.17Ad-27 17 CFR 232.101 17 CFR 232.409 17 CFR 275.204-2 ... (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 78o(c)(6) 15 U.S.C. 78q-1 15 U.S.C. 78w(a) 15 U.S.C. 80b-4 15 U.S.C. 80b-11 ... |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest. | |
RIN Data Printed in the FR: No | |
Agency Contact: Matthew Lee Assistant Director, Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5794 Email: leemat@sec.gov |