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CFTC

RIN: 3038-AF25

Publication ID: Fall 2022

Title: Amendments to Certain Provisions in Part 4 Applicable to Commodity Pool Operators and Commodity Trading Advisors
Abstract: The Commodity Futures Trading Commission (Commission) expects to propose a rule amending certain requirements for commodity pool operators and commodity trading advisors, including increasing the threshold in the portfolio requirement to be a Qualified Eligible Person, imposing minimal disclosure requirements addressing principal risk factors, fees/breakeven table, and conflicts of interest, and extending the deadline for providing quarterly account statements to pool participants from 30 to 45 days.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Other Significant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: Undetermined	Unfunded Mandates: Undetermined
CFR Citation: 17 CFR 4.7
Legal Authority: 7 U.S.C. 6m 7 U.S.C 6n

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	03/00/2023

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Pamela M. Geraghty Deputy Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5634 Email: pgeraghty@cftc.gov