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SEC | RIN: 3235-AM52 | Publication ID: Fall 2022 |
Title: Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and ETFs; Fee Information in Investment Company Ads | |
Abstract:
The Division is considering recommending that the Commission adopt a new streamlined shareholder report under the Investment Company Act of 1940. The Division is also considering recommending that the Commission adopt rule and form amendments to improve and modernize certain aspects of the current disclosure framework under the Investment Company Act. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 200.1 to 200.800 17 CFR 230.156 17 CFR 230.433 17 CFR 230.482 17 CFR 230.498 17 CFR 239.23 17 CFR 239.15A and 274.11A 17 CFR 240.14a–101 17 CFR 249.331 and 274.128 17 CFR 270.30e–1 17 CFR 270.30e–3 17 CFR 270.31a–2 17 CFR 270.34b–1 ... (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 77e 15 U.S.C. 77g 15 U.S.C. 77j 15 U.S.C. 77s 15 U.S.C. 78c(b) 15 U.S.C. 77f 15 U.S.C. 78j 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 78o 15 U.S.C. 78mm 15 U.S.C. 80a-6 15 U.S.C. 80a-8 15 U.S.C. 80a-20 15 U.S.C. 80a-24 15 U.S.C. 80a-29 15 U.S.C. 80a-37 44 U.S.C. 3506 44 U.S.C. 3507 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Michael Kosoff Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6754 Email: kosoffm@sec.gov |