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SEC | RIN: 3235-AM75 | Publication ID: Fall 2022 |
Title: Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers | |
Abstract:
The Division is considering recommending that the Commission adopt amendments to Form PF to require current reporting upon the occurrence of key events; decrease the reporting threshold for large private equity advisers and require the reporting of certain additional information; and amend requirements concerning how large liquidity advisers report information about the liquidity of funds that they advise. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 279.9 17 CFR 275.204(b)-1 | |
Legal Authority: 15 U.S.C. 80b-2(a)(11)(G) 15 U.S.C. 80b-2(a)(17) 15 U.S.C. 80b-3 15 U.S.C. 80b-4 15 U.S.C. 80b-4a 15 U.S.C. 80b-6(4) 15 U.S.C. 80b-6a 15 U.S.C. 80b-11 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Mike Neus Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:212 336-5561 Email: neusmi@sec.gov |