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SEC

RIN: 3235-AN13

Publication ID: Fall 2022

Title: Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Abstract: The Division is considering recommending that the Commission adopt amendments to Form PF, the form on which advisers to private funds report certain information about private funds to the Commission, jointly with the CFTC. The CFTC and SEC jointly proposed to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator or commodity trading adviser. The amendments are designed to enhance the Financial Stability Oversight Council’s ability to monitor systemic risk as well as bolster the SEC’s regulatory oversight of private fund advisers and investor protection efforts.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 275.204(b)-1 17 CFR 279.9
Legal Authority: 15 U.S.C. 80b-4 15 U.S.C. 80b-11

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	09/01/2022	87 FR 35938
NPRM Comment Period End	10/11/2022
Final Action	04/00/2023

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Mike Neus Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:212 336-5561 Email: neusmi@sec.gov