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SEC | RIN: 3235-AN14 | Publication ID: Fall 2022 |
Title: Digital Engagement Practices for Investment Advisers | |
Abstract:
The Division of Investment Management is considering recommending that the Commission propose rules related to the use of predictive data analytics, differential marketing and behavioral prompts. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: None (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: Not Yet Determined |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Sirimal Mukerjee Senior Special Counsel, Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3340 Email: mukerjees@sec.gov |