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CFTC RIN: 3038-AF12 Publication ID: Spring 2023 
Title: Reporting and Information Requirements for Derivatives Clearing Organizations 
Abstract:

The Commodity Futures Trading Commission has proposed amendments to certain reporting and information requirements under part 39 of its regulations applicable to derivatives clearing organizations, and certain delegation provisions in Regulation 140.94.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 39 and 140   
Legal Authority: 7 U.S.C. 7a-1   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/15/2022  87 FR 76698   
NPRM Comment Period End  02/13/2023 
Final Rule  07/00/2023 
Final Rule Effective  08/00/2023 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Data Printed in the FR: No 
Agency Contact:
Eileen A. Donovan
Deputy Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5096
Email: edonovan@cftc.gov

Parisa Nouri
Associate Director, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-6620
Email:  pnouri@cftc.gov