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CFTC RIN: 3038-AF21 Publication ID: Spring 2023 
Title: Treatment of Separate Accounts by Futures Commission Merchants 
Abstract:

The Commodity Futures Trading Commission is proposing a rule to codify no-action relief granted to derivatives clearing organizations (DCO) with respect to the treatment by clearing member futures commission merchants of margin requirements for separate accounts of certain beneficial owners.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR sec. 39.13     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 U.S.C. sec. 7a-1(c)(2)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/14/2023  88 FR 22934   
NPRM Comment Period End  06/13/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Robert Wasserman
Chief Counsel, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5092
Email: rwasserman@cftc.gov

Daniel O'Connell
Special Counsel, Division of Clearing and Risk
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5583
Email: doconnell@cftc.gov