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SEC RIN: 3235-AL54 Publication ID: Fall 2023 
Title: Credit Rating Agencies -- Conflicts of Interest and Transparency 
Abstract:

The Office of Credit Ratings is considering recommending that the Commission propose rules and amendments designed to address conflicts of interest and increase transparency. 

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78o-7    15 U.S.C. 78q    15 U.S.C. 78mm   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Carmen Moncada-Terry
Securities and Exchange Commission
100 Pearl Street, Suite 20-100,
New York, NY 10004-2616
Phone:212 336-9111
Email: moncadaterryc@sec.gov