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TREAS/FINCEN RIN: 1506-AB66 Publication ID: Spring 2024 
Title: ●Investment Adviser Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers 
Abstract:

To apply customer identification program requirements to registered investment advisers and exempt reporting advisers.

 
Agency: Department of the Treasury(TREAS)  Priority: Section 3(f)(1) Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 31 CFR 1032   
Legal Authority: 12 U.S.C. 1829b    12 U.S.C. 1951 to 1960    31 U.S.C. 5311 to 5314    31 U.S.C. 5316 to 5336   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/21/2024  89 FR 44571   
NPRM Comment Period End  07/22/2024 
Reviewing Comments  08/00/2024 
Regulatory Flexibility Analysis Required: YES  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
FinCEN Regulatory Support Section
Department of the Treasury
Financial Crimes Enforcement Network
P.O. Box 39,
Vienna, VA 22183
Phone:800 767-2825
Email: frc@fincen.gov