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CFTC RIN: 3038-AF23 Publication ID: Spring 2024 
Title: Operational Resilience Framework for Certain Commission Registrants 
Abstract:

The Commodity Futures Trading Commission (Commission) has proposed a rule requiring certain Commission registrants to establish and maintain a framework of system safeguards and risk analysis with respect to its operations and information systems to ensure such systems are reliable, secure, and have adequate scalable capacity. Registrants’ frameworks should include areas such as: information security, capacity and performance planning, systems operations, systems development and quality assurance, and physical security.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 1    17 CFR 23   
Legal Authority: 7 U.S.C. 6s(j)    7 U.S.C 6f(c)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/24/2024  89 FR 4706   
NPRM Comment Period Extension  02/26/2024  89 FR 14007   
NPRM Comment Period End (Original)  03/02/2024 
NPRM Comment Extension End  04/01/2024 
Final Rule  09/00/2024 
Final Rule Effective  10/00/2024 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Pamela M. Geraghty
Deputy Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5634
Email: pgeraghty@cftc.gov