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CFTC | RIN: 3038-AF23 | Publication ID: Spring 2024 |
Title: Operational Resilience Framework for Certain Commission Registrants | |
Abstract:
The Commodity Futures Trading Commission (Commission) has proposed a rule requiring certain Commission registrants to establish and maintain a framework of system safeguards and risk analysis with respect to its operations and information systems to ensure such systems are reliable, secure, and have adequate scalable capacity. Registrants’ frameworks should include areas such as: information security, capacity and performance planning, systems operations, systems development and quality assurance, and physical security. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 1 17 CFR 23 | |
Legal Authority: 7 U.S.C. 6s(j) 7 U.S.C 6f(c) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Pamela M. Geraghty Deputy Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5634 Email: pgeraghty@cftc.gov |