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CFTC RIN: 3038-AF26 Publication ID: Spring 2024 
Title: Amendments to Appendices to Parts 43 and 45 Adding Supplemental Reporting Fields 
Abstract:

Staff proposed revisions to the swap data fields enumerated in appendix 1 to part 45 and appendix A to part 43 in order to facilitate implementation of the Unique Product Identifier (UPI) standard, incorporate changes made to the technical specification, and add additional fields to the appendices to parts 43 and 45 in order to further international harmonization efforts and obtain information necessary to the Commission's mission.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 43    17 CFR 45   
Legal Authority: 7 U.S.C. 2(a)(13)(G) (2020)    7 U.S.C. 24a(b)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/28/2023  88 FR 90046   
NPRM Comment Period End  02/26/2024 
NPRM Comment Period Reopened  02/29/2024  89 FR 14790   
NPRM Comment Period End  04/11/2024 
Final Rule  10/00/2024 
Final Rule Effective  11/00/2024 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Isabella Bergstein
Assistant Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5182
Email: ibergstein@cftc.gov