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CFTC RIN: 3038-AF31 Publication ID: Spring 2024 
Title: Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers 
Abstract:

The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) amended Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator or commodity trading advisor.  The amendments are designed to enhance the Financial Stability Oversight Council’s ability to monitor systemic risk as well as bolster the SEC’s regulatory oversight of private fund advisers and investor protection efforts.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 80b-11   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  09/01/2022  87 FR 53832   
Correction  09/07/2022  87 FR 54641   
NPRM Comment Period End  10/11/2022 
Joint Final Rule  03/12/2024  89 FR 17984   
Joint Final Rule Effective  03/12/2025 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related Agencies: Joint: SEC; 
Agency Contact:
Pamela M. Geraghty
Deputy Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5634
Email: pgeraghty@cftc.gov