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SEC RIN: 3235-AM98 Publication ID: Spring 2024 
Title: Open-End Fund Liquidity Risk Management Programs; Form N–PORT Reporting 

The Division is considering recommending that the Commission re-propose changes to regulatory requirements relating to open-end fund’s liquidity and dilution management.  The Division is considering recommending that the Commission adopt amendments to reporting and disclosure requirements on Forms N-PORT and N-CEN that apply to registered investment companies that report on those forms.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 270.22c-1    17 CFR 270.22e-4    17 CFR 270.30b1-9    17 CFR 270.31a-2    17 CFR 274.150    17 CFR 274.101    17 CFR 239.15A    17 CFR 274.11A   
Legal Authority: 15 U.S.C. 80a-22(c)    15 U.S.C. 80a-37(a)    15 U.S.C. 80a-31(a)    15 U.S.C. 80a-35b    15 U.S.C. 80a-6    15 U.S.C. 80a-8    15 U.S.C. 80a-22    15 U.S.C. 80a-24    15 U.S.C. 80a-29    15 U.S.C. 80a-30    15 U.S.C. 80a-33    15 U.S.C. 80a-37    15 U.S.C. 80a-44    15 U.S.C. 80b-6    15 U.S.C. 78j    15 U.S.C. 78m    15 U.S.C. 78o    15 U.S.C. 78w    15 U.S.C. 78ll    15 U.S.C. 77g    15 U.S.C. 77j    15 U.S.C. 77q    15 U.S.C. 77s    15 U.S.C. 77sss    44 U.S.C. 3506    44 U.S.C. 3507   
Legal Deadline:  None
Action Date FR Cite
NPRM  12/16/2022  87 FR 77172   
NPRM Comment Period End  02/14/2023 
Second NPRM  04/00/2025 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Mykaila DeLesDernier
Senior Counsel, Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5129