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SEC | RIN: 3235-AN05 | Publication ID: Spring 2024 |
Title: Revisions to Definition of Securities Held of Record | |
Abstract:
The Division is considering recommending that the Commission propose amendments to the "held of record" definition for purposes of section 12(g) of the Exchange Act. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.12g5-1 | |
Legal Authority: 15 U.S.C. 78o(d) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Steve Hearne Special Counsel, Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3430 Email: hearnes@sec.gov |