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SEC | RIN: 3235-AN23 | Publication ID: Spring 2024 |
Title: Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders | |
Abstract:
The Division is considering recommending that the Commission amend certain rules of Regulation National Market System (Regulation NMS) under the Securities Exchange Act of 1934, as amended, to adopt variable minimum pricing increments for the quoting and trading of NMS stocks, reduce the access fee caps, and enhance the transparency of better priced orders. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 242.600(b)(59) 17 CFR 242.600(b)(78) 17 CFR 242.603 17 CFR 242.610 17 CFR 242.612 | |
Legal Authority: 15 U.S.C. 78b 15 U.S.C. 78c 15 U.S.C. 78e 15 U.S.C. 78f 15 U.S.C. 78k 15 U.S.C. 78k-1 15 U.S.C. 78o 15 U.S.C. 78o-3 15 U.S.C. 78q 15 U.S.C. 78s 15 U.S.C. 78w(a) 15 U.S.C. 78mm |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: YES | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Kelly Riley Senior Special Counsel Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6772 Email: reileyke@sec.gov |