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CFTC RIN: 3038-AF14 Publication ID: Fall 2024 
Title: Event Contracts Rulemaking 
Abstract:

The Commission has proposed amendments to Regulation 40.11, which addresses the review by the CFTC of event contracts based upon certain excluded commodities. The proposed amendments are intended to provide additional regulatory clarity for derivative exchanges seeking to list event-based contracts, including by clarifying when such contracts may involve gaming.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 40   
Legal Authority: 7 U.S.C.12a    7 U.S.C. 7a-2(c)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/10/2024  89 FR 48968   
NPRM Comment Period Extended  07/05/2024  89 FR 55528   
NPRM Comment Period End  07/09/2024 
NPRM Comment Period Extended End  08/08/2024 
Final Rule  12/00/2024 
Final Rule Effective  01/00/2025 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Grey Tanzi
Assistant Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
77 West Jackson Boulevard, Suite 800,
Chicago, IL 60604
Phone:312 596-0635
Email: gtanzi@cftc.gov