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SEC | RIN: 3235-AM58 | Publication ID: Fall 2024 |
Title: EDGAR Filer Access and Account Management | |
Abstract:
The EDGAR Business Office is considering recommending that the Commission adopt rules and amendments concerning access to and management of accounts on the Commission’s Electronic Data Gathering, Analysis, and Retrieval system (EDGAR”) that are related to potential technical changes to EDGAR (collectively referred to as EDGAR Next”). The Commission proposed to require that electronic filers (filers”) authorize and maintain designated individuals as account administrators and that filers, through their account administrators, take certain actions to manage their accounts on a dashboard on EDGAR. Further, the Commission proposed that filers may only authorize individuals as account administrators or in the other roles described herein if those individuals first obtain individual account credentials in the manner to be specified in the EDGAR Filer Manual. As part of the EDGAR Next changes, the Commission would offer filers optional Application Programming Interfaces ("APIs”) for machine-to-machine communication with EDGAR, including submission of filings and retrieval of related information. If the proposed rule and form amendments are adopted, the Commission would make corresponding changes to the EDGAR Filer Manual and implement the potential technical changes. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Yes | Unfunded Mandates: No |
CFR Citation: 17 CFR 232.10 17 CFR 232.11 17 CFR 239.63 | |
Legal Authority: 15 U.S.C. 77c 15 U.S.C. 77f 15 U.S.C. 77g 15 U.S.C. 78l 15 U.S.C. 78m ... |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: YES | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Rosemary Filou Chief Counsel, EDGAR Business Office Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-4813 Email: filour@sec.gov |