Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3038-0009	ICR Reference No: 200812-3038-005
Status: Historical Inactive	Previous ICR Reference No: 200810-3038-001
Agency/Subagency: CFTC	Agency Tracking No:
Title: Large Trader Reports
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Preapproved	Conclusion Date: 02/19/2009
Retrieve Notice of Action (NOA)	Date Received in OIRA: 12/19/2008
Terms of Clearance: Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/29/2012	36 Months From Approved	10/31/2009
Responses	76,314	0	62,420
Time Burden (Hours)	22,628	0	18,574
Cost Burden (Dollars)	0	0	0

Authorizing Statute(s): US Code: 7 USC 2 Name of Law: Exempt Markets
   US Code: 7 USC 6a, 6c, 6g, 6i Name of Law: Exempt Markets
   US Code: 7 USC 7, 7a Name of Law: Exempt Markets
   US Code: 7 USC 12a Name of Law: Exempt Markets
   US Code: 7 USC 1, 1a Name of Law: Exempt Markets

Citations for New Statutory Requirements: US Code: 7 USC 6a, 6c, 6g, 6i, Name of Law: Exempt Markets
US Code: 7 USC 7, 7a Name of Law: Exempt Markets
US Code: 7 USC 2 Name of Law: Exempt Markets
US Code: 7 USC 12a Name of Law: Exempt Markets
US Code: 7 USC 1, 1a Name of Law: Exempt Markets

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	76,314	62,420	13,894
Annual Time Burden (Hours)	22,628	18,574	4,054
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The program changes with respect to the increase in numbers and time burden are the result of expanding CFTC's Regulatory Authority over exempt commercial markets (ECMs) that had heretofore operated largely outside the Commission's regulatory reach by creating a new regulatory category. (17 CFR Part 21).