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View ICR - OIRA Conclusion

OMB Control No: 3235-0313	ICR Reference No: 201106-3235-020
Status: Historical Active	Previous ICR Reference No: 201012-3235-004
Agency/Subagency: SEC	Agency Tracking No: IM-270-40
Title: Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/19/2011
Retrieve Notice of Action (NOA)	Date Received in OIRA: 07/19/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2014	36 Months From Approved	11/30/2013
Responses	4,250	0	1,000
Time Burden (Hours)	1,313	0	500
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion
Annual Number of Responses	4,250	1,000	3,200	50
Annual Time Burden (Hours)	1,313	500	800	13
Annual Cost Burden (Dollars)	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in the revised total annual collection of information burden for rule 203-2 and Form ADV-W by 813 hours is attributable primarily to the 3200 additional mid-sized advisers expected to file Form ADV-W to withdraw from SEC registration as a result of the Dodd-Frank Act, and 50 pension consultants expected to file Form ADV-W and withdraw from SEC registration as a result of proposed changes to rule 203A-2 under the Advisers Act.