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View ICR - OIRA Conclusion

OMB Control No: 3038-0005	ICR Reference No: 201203-3038-007
Status: Historical Active	Previous ICR Reference No: 201110-3038-007
Agency/Subagency: CFTC	Agency Tracking No:
Title: Commodity Pool Operators and Commodity Trading Advisors: Amendment to Compliance Obligation
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 03/29/2012
Retrieve Notice of Action (NOA)	Date Received in OIRA: 03/14/2012
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2015	36 Months From Approved	10/31/2014
Responses	69,082	0	9,516
Time Burden (Hours)	272,420	0	370,530
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	69,082	9,516	59,566
Annual Time Burden (Hours)	272,420	370,530	-98,110
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: This is due to error on previous burden worksheet - See Supplementary Document The increased burden is due to discretionary changes that the Commission has made to Sections 4.5 and 4.14 and the rescission of Section 4.13(a)(4), which modify the exclusions and exemptions available to entities and which results in more entities being subject to the Commission's compliance regime for CPOs and CTAs. Additionally, the Commission modified Sections 4.7, 4.24, and 4.34, which will result in increased compliance burdens for certain registrants. Finally, the Commission adopted Section 4.27 and Forms CPO-PQR and CTA-PR, which require registrants to report certain data to the Commission on a regular basis.