Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers Modified 950 475 125875
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers (Appendix C) New 225 225 610200
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers (Appendix E) New 10 62400 11107200
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers (Appendix G) New 10 10201 1900812
Total burden requested under this ICR: 1195 73301 13744087  
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