Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Fair Access Notices New 54 54 0
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Fair Access Standards Recordkeeping New 2 10 0
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS - Cessation of Operations Report New 3 6 0 Form and Instruction ATS
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS - Initial Operation Report Modified 8 200 0 Form and Instruction ATS
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS - Periodic Amendments to Update Information New 146 730 0 Form and Instruction ATS
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Form ATS-R - Quarterly Reports New 292 1168 0 Form and Instruction ATS-R
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Order Display and Execution Access New 12 12392 3700000
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Systems Capacity, Integrity and Security Recordkeeping New 2 20 0
Rule 301 (17 CFR 242.301) Requirements for Alternative Trading Systems: Systems Outage Notices New 10 3 0
Total burden requested under this ICR: 529 14583 3700000  
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