Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Exchange Act Rule 200(g): Marking Requirements New 12899998002 1793100 250270000
Exchange Act Rule 201(c) and 201(d)(6): Policies and Procedure Requirement under the Broker-Dealer and Riskless Principal Provisions New 62136 2878968 34520000
Proposed Rule 201: Policies and Procedures Requirement under Rule 201 New 5004 232452 2780000
Total burden requested under this ICR: 12900065142 4904520 287570000  
To view an IC, click on IC Title