Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers Modified 950 475 0
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers (Appendix C) Modified 225 225 562500
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers (Appendix E & G) Modified 10 72601 0
Rule 15c3-1; Net Capital Requirements for Brokers and Dealers (Appendix G) Removed 0 0 0
Total burden requested under this ICR: 1185 73301 562500  
To view an IC, click on IC Title