Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Amendment to Rule 19b-4 relating to Section 916 of the Dodd-Frank Act New 14 14 0
Annual Training on Use of EFFS New 31 310 0
Creating or Updating Websites to Post Security-Based Swap Submissions, Advance Notices and Proposed Rule Changes New 6 30 0
Drafting and Implementing Policies and Procedures for Using EFFS New 6 260 0
Drafting and Implementing Updated Policies and Procedures for Using EFFS New 4 40 0
Form 19b-4 and Rule 19b-4 of the Securities Exchange Act of 1934 - Electronic Filing of Proposed Rule Changes Modified 1742 66295 0 Form and Instruction 19b-4 Form 19b-4 and Instructions
Initial One-Time Training on Use of EFFS for SBS Submission, Advance Notices and Proposed Rule Changes New 6 40 0
Proposed Rule 19b-4(n)(1) of the Securities Exchange Act of 1934 - Advance Notices New 350 31500 4956000
Proposed Rule 19b-4(n)(3) of the Securities Exchange Act of 1934 - Posting of Advance Notices on Designated Clearing Agency Websites New 350 1400 0
Proposed Rule 19b-4(n)(4) of the Securities Exchange Act of 1934 - Website Posting of Notices of Change to Rules, Procedures, or Operations Referred to in Advance Notices New 350 1400 0
Proposed Rule 19b-4(n)(5) of the Securities Exchange Act of 1934 - Submission of Advance Notices to Board of Governors of Federal Reserve New 350 700 0
Proposed Rule 19b-4(o)(1) of the Securities Exchange Act of 1934 - Security-Based Swap Submissions New 120 16800 2548800
Proposed Rule 19b-4(o)(5) of the Securities Exchange Act of 1934 - Posting of Security-Based Swap Submissions on Clearing Agency Websites New 120 480 0
Proposed Rule 3Ca-1 of the Securities Exchange Act of 1934 - Counterparty Stay of Clearing Requirement Application Preparation and Submission New 30 0 1062000
Proposed Rule 3Ca-1 of the Securities Exchange Act of 1934 - SBS Clearing Agency Stay of Clearing Requirement Information New 30 540 74340
SRO Website Posting of Approved Rule Changes New 1328 5312 0
SRO Website Posting of Proposed Rule Changes New 1742 6968 0
Total burden requested under this ICR: 6579 132089 8641140  
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