Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Amendment to Conform to Section 916 of the Dodd-Frank Act New 16 16 0
Annual Training to Update SRO Staff on Use of EFFS New 35 350 0 Form and Instruction 19b-4 Form 19b-4
Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered Security-Based Swap Clearing Agencies New 6 260 0 Form and Instruction 19b-4 Form 19b-4
Drafting and Implementing Modifications to Existing Internal Policies and Procedures for Using EFFS for Security-Based Swap Submissions and/or Advance Notices New 4 40 0 Form and Instruction 19b-4 Form 19b-4
Electronic Filing of Proposed Rule Changes Modified 2248 87088 0 Form and Instruction 19b-4 Form 19b-4
Rule 19b-4(n)(1) Advance Notice Filings New 350 31500 4956000 Form and Instruction 19b-4 Form 19b-4
Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites New 350 1400 0 Form and Instruction 19b-4 Form 19b-4
Rule 19b-4(n)(4) Designated Clearing Agency Website Posting of Notice of Change to Rules, Procedures, or Operations Referred to in Advance Notices New 350 1400 0 Form and Instruction 19b-4 Form 19b-4
Rule 19b-4(n)(5) Submission of Copies of Advance Notices to the Board New 350 700 0 Form and Instruction 19b-4 Form 19b-4
Rule 19b-4(o)(1) - Security-Based Swap Submissions New 120 16800 2548800 Form and Instruction 19b-4 Form 19b-4
Rule 19b-4(o)(5) Posting of Security-Based Swap Submissions on Security-Based Swap Clearing Agency Websites New 120 480 0 Form and Instruction 19b-4 Form 19b-4
Rule 3Ca-1 Stay of Clearing Requirement Information - Clearing Agencies New 30 540 74340
Rule 3Ca-1 Stay of Clearing Requirement Information - Counterparties New 30 0 1062000
SRO Website Posting of Proposed Rule Change Filings Modified 2248 8994 0 Form and Instruction 19-4 Form 19b-4
SRO Website Postings of Proposed Rule Change Filings Modified 1652 6608 0 Form and Instruction 19b-4 Form 19b-4
Training of Security-Based Swap Clearing Agency Staff to use EFFS New 6 40 0 Form and Instruction 19b-4 19b-4
Updating Clearing Agencies Websites to Provide Capability to Post Security-Based Swap Submissions, Advance Notices and Proposed Rule Changes New 3 15 0 Form and Instruction 19b-4 Form 19b-4
Total burden requested under this ICR: 7918 156231 8641140  
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