Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Annual Reports New 63 756 0 Form SEC1410 Focus Report Part III
Annual audited reports New 4650 55800 0 Form SEC1410 Focus Report Part III
Appendix E additional annual reports New 9 360 0
Appendix E additional monthly reports New 108 432 0
Appendix E additional quarterly reports New 36 288 0
Monthly Reports New 6156 73872 0 Form SEC1695 Focus Report Part II
Instruction
Rule 17a-5; Quarterly reports to be made by certain brokers and dealers Modified 16536 198432 0 Form SEC1696 Focus Report Part IIA
Instruction
Total burden requested under this ICR: 27558 329940 0  
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