Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Amendment to Conform to Section 916 of the Dodd-Frank Act Modified 16 16 0
Annual Training to Update SRO Staff on Use of EFFS Modified 38 380 0
Drafting and Implementing Internal Policies and Procedures for Using EFFS by Newly-Registered Security-Based Swap Clearing Agencies Unchanged 6 260 0
Drafting and Implementing Modifications to Existing Internal Policies and Procedures for Using EFFS for Security-Based Swap Submissions and/or Advance Notices Unchanged 4 40 0
Electronic Filing of Proposed Rule Changes Modified 1900 72200 0 Form and Instruction Form 19b-4 SEC 1832
Rule 19b-4(n)(1) Advance Notice Filings Modified 350 31500 5600000
Rule 19b-4(n)(3) Posting of Advance Notices on Designated Clearing Agency Websites Unchanged 350 1400 0
Rule 19b-4(n)(4) Designated Clearing Agency Website Posting of Notice of Change to Rules, Procedures, or Operations Referred to in Advance Notices Unchanged 350 1400 0
Rule 19b-4(n)(5) Submission of Copies of Advance Notices to the Board Unchanged 350 700 0
Rule 19b-4(o)(1) - Security-Based Swap Submissions Modified 120 16800 2880000
Rule 19b-4(o)(5) Posting of Security-Based Swap Submissions on Security-Based Swap Clearing Agency Websites Unchanged 120 480 0
Rule 3Ca-1 Stay of Clearing Requirement Information - Clearing Agencies Modified 30 540 84000
Rule 3Ca-1 Stay of Clearing Requirement Information - Counterparties Modified 30 0 1200000
SRO Website Posting of Proposed Rule Change Filings Modified 1900 7600 0
SRO Website Postings of Proposed Rule Change Filings Modified 1765 7060 0
Training of Security-Based Swap Clearing Agency Staff to use EFFS Unchanged 6 40 0
Updating Clearing Agencies Websites to Provide Capability to Post Security-Based Swap Submissions, Advance Notices and Proposed Rule Changes Unchanged 3 15 0
Total burden requested under this ICR: 7338 140431 9764000  
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