Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-3(a)(12, 19) New 4709 2355 0
Rule 17a-3(a)(17) New 4728 1517192 16651126
Rule 17a-3(a)(20-22) New 4709 785 0
Rule 17a-3(a)(23) Part I New 490 16334 326667
Rule 17a-3(a)(23) Part II New 490 22050 0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers Modified 4709 1172541 0
Total burden requested under this ICR: 19835 2731257 16977793  
To view an IC, click on IC Title